Notices
FINRA publishes Notices to provide firms with timely information on a variety of issues. To obtain a Notice published prior to 1995, please contact FINRA MediaSource at (240) 386-4200.
| Publication Date | Title | Description |
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| Notice To Members 87-33 | Forms BD and U-4 Revisions, Government Securities Brokers and Dealers Registration Requirements
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| Notice To Members 87-32 | Request for Comments on Shareholder Voting Rights Proposal For NASDAQ Companies
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| Notice To Members 87-30 | NASDAQ National Market System Grows to 2,893 Securities With 21 Voluntary Additions on May 19, 1987
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| Notice To Members 87-29 | NASDAQ/MSE: Unlisted Trading Privileges
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| Notice To Members 87-28 | Memorial Day Trade Date-Settlement Date Schedule
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| Notice To Members 87-27 | NASDAQ National Market System Grows to 2,873 Securities With 19 Voluntary Additions on May 5, 1987, and Four Mandatory Inclusions on May 12, 1987
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| Notice To Members 87-26 | NASDAQ National Market System Grows to 2,850 Securities With 12 Voluntary Additions on April 21, 1987
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| Notice To Members 87-25 | Request for Comments and Suggestions on Regulation of Market Making By Affiliates of Issuers
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| Notice To Members 87-24 | Request for Comments on Proposed Amendments to Article III, Section 35 of the NASD Rules of Fair Practice
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| Notice To Members 87-23 | Effectiveness of Amendment to Section 66 of the NASD Uniform Practice Code Regarding Prompt Settlement of Syndicate Accounts
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| Notice To Members 87-22 | Amendments to Resolution of the Board of Governors Concerning Its Policy on Publication of Disciplinary Actions
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| Notice To Members 87-21 | NASDAQ National Market System Grows to 2,847 Securities With 37 Voluntary Additions on April 7, 1987
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| Notice To Members 87-20 | Request for Comments on Proposed Amendment to Article V, Section 1 of the NASD Rules of Fair Practice
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| Notice To Members 87-19 | Federal Regulation of Government Securities Brokers and Dealers Under the Government Securities Act of 1986
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| Notice To Members 87-18 | Holiday Settlement Schedule
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| Notice To Members 87-17 | NASDAQ National Market System Grows to 2,802 Securities With 20 Voluntary Additions on March 17, 1987
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| Notice To Members 87-16 | Request for Comments on Proposed Amendments to Article IV, Sections 3 and 4 of the NASD By-Laws and Article IV, Section 5 of the NASD Rules of Fair Practice
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| Notice To Members 87-15 | Proposed Amendments to Article III, Sections 21(b) and 41 of the NASD Rules of Fair Practice and the Interpretation of the Board of Governors Concerning Short Sales
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| Notice To Members 87-14 | Request for Comments on Proposed Amendments to Article I, Section (c) of the NASD By-Laws and Schedule C to the NASD By-Laws Relating to the Definition of the Term "Branch Office"
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| Notice To Members 87-13 | Proposed Amendments to Article II, Sections 3, 4 and 5 of the NASD By-Laws
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| Notice To Members 87-12 | Adoption of Amendment to Schedule G of the NASD By-Laws
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| Notice To Members 87-11 | NASDAQ National Market System Grows to 2,788 Securities With 17 Voluntary Additions on March 3, 1987
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| Notice To Members 87-10 | Proposed Amendment to Section 66 of the NASD Uniform Practice Code Regarding Prompt Settlement of Syndicate Accounts
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| Notice To Members 87-9 | Proposed Amendments to Article XIV of the NASD By-Laws and Article V, Sections 1 and 2 of the NASD Rules of Fair Practice Concerning Disciplinary Sanctions
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| Notice To Members 87-8 | South African Sanctions Act Regulations
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| Notice To Members 87-7 | NASDAQ National Market System Grows to 2,775 Securities With 17 Voluntary Additions on February 17, 1987
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| Notice To Members 87-6 | Request for Comments on Proposed Amendments to the NASD's Rules of Practice and Procedure For the Small Order Execution System (SOES)
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| Notice To Members 87-5 | NASDAQ National Market System Grows to 2,754 Securities With 24 Voluntary Additions on February 3, 1987
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| Notice To Members 87-4 | Presidents' Day: Trade Date-Settlement Date Schedule
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| Notice To Members 87-3 | NASDAQ National Market System Grows to 2,729 Securities With 17 Voluntary Additions on January 20, 1987
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| Notice To Members 87-2 | Adoption of Amendments to Article III, Section 28 of the NASD Rules of Fair Practice Regarding Securities Accounts of Associated Persons at Non-NASD Members
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| Notice To Members 87-1 | Martin Luther King, Jr.'s Day: Trade Date-Settlement Date Schedule
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| Notice To Members 86-87 | Christmas Day - New Year's Day: Trade Date-Settlement Date Schedule
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| Notice To Members 86-88 | Effect of the Tax Reform Act of 1986 on NASD Qualifications Examinations
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| Notice To Members 86-86 | NASDAQ National Market System Grows to 2,709 Securities With 26 Voluntary Additions on December 16, 1986
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| Notice To Members 86-85 | Request for Comments on Proposed Amendments to Article II, Sections 3, 4 and 5 of the NASD By-Laws
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| Notice To Members 86-83 | Proposed New NASD Rule of Fair Practice Prohibiting Members From Effecting Securities Transactions During Trading Halts
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| Notice To Members 86-84 | NASDAQ National Market System Grows to 2,687 Securities With 30 Voluntary Additions on December 2, 1986
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| Notice To Members 86-82 | 1987 Schedule of Holidays
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| Notice To Members 86-81 | Amendments to Appendix F Regarding Freely Tradable Partnership Units Effective Immediately
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