Notices
FINRA publishes Notices to provide firms with timely information on a variety of issues. To obtain a Notice published prior to 1995, please contact FINRA MediaSource at (240) 386-4200.
| Publication Date | Title | Description |
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| Notice To Members 85-47 | NASDAQ National Market System Grows to 2,057 Securities With 21 Voluntary Additions on July 16, 1985
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| Notice To Members 85-46 | Offshore Shell Bank Licenses Registered in Majuro, Marshall Islands — update
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| Notice To Members 85-45 | NASDAQ National Market System Grows to 2,045 Securities With 40 Voluntary Additions on July 2, 1985
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| Notice To Members 85-43 | Proposed New Rule of Fair Practice Relating to Permission for Members to Alter Their Methods of Operation Under SEC Rule 15C3-3 (the "Customer Protection Rule")
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| Notice To Members 85-44 | NASDAQ National Market System Grows to 2,012 Securities With 22 Voluntary Additions on June 18, 1985
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| Notice To Members 85-42 | Independence Day Trade Date — Settlement Date Schedule
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| Notice To Members 85-41 | Request for Comments on Amendment Concerning Associated Persons' Accounts with Investment Advisers, Banks, and Other Financial Institutions
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| Notice To Members 85-40 | Implementation of Revised Forms U-4 and U-5
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| Notice To Members 85-39 | NASDAQ National Market System Grows to 1,998 Securities With 23 Voluntary Additions on June 4, 1985
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| Notice To Members 85-38 | Parr Securities Corp., 68 William Street New York, New York 10005
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| Notice To Members 85-37 | Parr Securities Corp., 68 William Street New York, New York 10005
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| Notice To Members 85-36 | NASDAQ National Market System Grows to 1,976 Securities With 42 Voluntary Additions on May 21, 1985
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| Notice To Members 85-35 | Bevill, Bresler & Sehulman Incorporated 301 South Livingston Avenue Livingston, New Jersey 07039
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| Notice To Members 85-34 | Memorial Day Trade Date — Settlement Date Schedule
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| Notice To Members 85-33 | Coastal Securities Corporation 1888 Century Park E., Suite 1606 Los Angeles, California 90067
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| Notice To Members 85-32 | Payment for Order Flow
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| Notice To Members 85-31 | NASDAQ National Market System Grows to 1,940 Securities With 82 Voluntary Additions on May 7, 1985, and Six Mandatory Inclusions on May 14, 1985
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| Notice To Members 85-30 | Securities and Exchange Commission Release Announcing Shareholder Communication Proposals
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| Notice To Members 85-29 | Compensation Received in Connection with Direct Participation Programs
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| Notice To Members 85-28 | Collins Securities Corporation 400 Tower Building Fourth & Center Streets Little Rock, Arkansas
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| Notice To Members 85-27 | Approval of Recodified By-Laws and New Code of Procedure
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| Notice To Members 85-26 | Adoption of an Amendment to the Interpretation of the Board of Governors on "Forwarding of Proxy and Other Materials"
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| Notice To Members 85-24 | NASDAQ Equity Audit Trail
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| Notice To Members 85-25 | Bevill, Bresler & Schulman, Incorporated Bevill, Bresler & Schulman Securities, Inc. Austin Investment Planning, Inc. 301 South Livingston Avenue Livingston, New Jersey
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| Notice To Members 85-23 | Quarterly Checklist of Notices to Members
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| Notice To Members 85-22 | NASDAQ National Market System Grows to 1,861 Securities With 100 Voluntary Additions on April 16, 1985
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| Notice To Members 85-21 | Request for Comments on Proposed Rule on Private Securities Transactions
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| Notice To Members 85-20 | Request for Comment on Proposed Corporate Governance Requirements for NASDAQ National Market System Companies
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| Notice To Members 85-19 | NASDAQ National Market System Grows to 1,766 Securities With 100 Voluntary Additions on April 2, 1985
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| Notice To Members 85-18 | Proposed Amendment to Article III, Section 33 of the Rules of Fair Practice — "Options"
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| Notice To Members 85-17 | Request for Comments on Proposed Amendment to Appendix F Concerning Sales Incentives for Direct Participation Programs
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| Notice To Members 85-16 | Holiday Settlement Schedule
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| Notice To Members 85-15 | Questionnaire Concerning an Information Service for Direct Participation Program Securities
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| Notice To Members 85-14 | Brentwood Securities, Inc. 11487 Wilshire Boulevard, 3rd Floor Los Angeles, California 90025
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| Notice To Members 85-13 | NASDAQ National Market System Grows to 1,569 Securities With 100 Voluntary Additions on March 5, 1985
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| Notice To Members 85-12 | Fiduciary Obligations of Members When Handling Customer Limit Orders
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| Notice To Members 85-11 | Expansion of the Small Order Execution System (SOES)
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| Notice To Members 85-10 | NASDAQ National Market System Grows to 1,472 Securities With 100 Voluntary Additions on February 19, 1985
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| Notice To Members 85-9 | Holiday Settlement Schedule — February, 1985
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| Notice To Members 85-8 | NASDAQ National Market System Grows to 1,378 Securities With 100 Voluntary Additions on February 5, 1985 and Four Mandatory Inclusions on February 12, 1985
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